Plan Snapshot
- Plan Sponsor: Navajo Health Foundation - Sage Memorial Hospital, INC.
- Sponsor EIN: 237314364
- Sponsor Address: US 191 AND SR 264 PO BOX 457, GANADO, AZ, 86505
- Plan Type: 403(b)
- Total Participants: 300
- Total Assets: $2.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: Yes
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 300 | $2.1M | $0 | $390,663 |
| 2023 | 270 | $2.5M | $0 | $464,430 |
| 2022 | 246 | $2.0M | $0 | $389,967 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| HUNNEX & SHOEMAKER, INC. | Other Service Provider | $7,329 | $2,259 | $9,588 |
| MCCAULEY INVESTMENT ADVISORY, LLC | Other Service Provider | $5,600 | — | $5,600 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $15,188
- Estimated Expense Ratio: 0.725% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $10,228 | — | $10,228 | — | — |
| 2023 | $27,925 | — | $12,143 | — | — |
| 2022 | $14,934 | — | $14,934 | — | — |