Plan Snapshot
- Plan Sponsor: Nauto INC.
- Sponsor EIN: 473272789
- Sponsor Address: 1259 REAMWOOD AVENUE, SUNNYVALE, CA, 94089
- Plan Type: 401(k)
- Total Participants: 81
- Total Assets: $7.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 81 | $7.3M | $0 | $1.1M |
| 2023 | 80 | $6.5M | $0 | $1.1M |
| 2022 | 78 | $5.8M | $0 | $1.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EDWARD D JONES AND CO | Other Service Provider | $14,635 | $12,669 | $27,304 |
| AMERICAN UNITED LIFE INSURANCE CO | Other Service Provider | $3,307 | $14,473 | $17,780 |
| PRINCIPAL LIFE INSURANCE COMPANY | Recordkeeper | $10,909 | — | $10,909 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $55,993
- Estimated Expense Ratio: 0.769% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $28,851 | — | — | — | — |
| 2023 | $23,670 | $17,458 | $6,212 | — | — |
| 2022 | $23,978 | $16,990 | $6,988 | — | — |