Plan Snapshot
- Plan Sponsor: National Pen Co. LLC
- Sponsor EIN: 460911877
- Sponsor Address: 1 SHARPIE WAY BLDG 3, SHELBYVILLE, TN, 37160
- Plan Type: 401(k)
- Total Participants: 200
- Total Assets: $41.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 200 | $41.7M | $578,484 | $1.7M |
| 2023 | 190 | $37.6M | $572,232 | $1.7M |
| 2022 | 251 | $34.1M | $592,401 | $1.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CBIZ CPAS P.C. | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $118,379 | $37,076 | $81,303 | — | — |
| 2023 | $131,717 | $53,988 | $77,729 | — | — |
| 2022 | $111,472 | $26,996 | $75,478 | — | $8,998 |