Plan Snapshot
- Plan Sponsor: National Futures Association
- Sponsor EIN: 362960981
- Sponsor Address: 320 S. CANAL STREET, CHICAGO, IL, 60606
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 873
- Total Assets: $335.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 873 | $335.9M | $0 | $0 |
| 2024 | 502 | $300.9M | $8.1M | $8.1M |
| 2023 | 531 | $263.2M | $7.8M | $7.7M |
| 2022 | 506 | $218.7M | $7.1M | $6.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES INC | Other Service Provider | $12,574 | — | $12,574 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $12,574
- Estimated Expense Ratio: 0.004% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $25,340,568 | $7,999 | — | — | — |
| 2024 | $7,635 | $4,335 | — | — | — |
| 2023 | $5,300 | $1,175 | — | — | — |
| 2022 | $2,700 | — | — | — | — |