Plan Snapshot
- Plan Sponsor: National Equity Fund INC.
- Sponsor EIN: 363490231
- Sponsor Address: 540 W. MADISON ST., SUITE 1900, CHICAGO, IL, 60661
- Plan Type: 401(k)
- Total Participants: 209
- Total Assets: $91.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 209 | $91.6M | $2.8M | $2.6M |
| 2023 | 194 | $77.0M | $2.5M | $2.3M |
| 2022 | 182 | $65.9M | $2.3M | $2.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PLANTE & MORAN, PLLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PLANTE & MORAN, PLLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $123,476 | $83,302 | $40,174 | — | — |
| 2023 | $102,949 | $69,952 | $32,997 | — | — |
| 2022 | $136,809 | $103,800 | $33,009 | — | — |