Plan Snapshot
- Plan Sponsor: Nasdaq, INC.
- Sponsor EIN: 521165937
- Sponsor Address: 805 KING FARM BOULEVARD, ROCKVILLE, MD, 20850
- Plan Type: 401(k)
- Total Participants: 2,388
- Total Assets: $984.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 2,388 | $984.3M | $19.2M | $34.3M |
| 2023 | 2,352 | $856.7M | $18.8M | $32.8M |
| 2022 | 2,366 | $698.5M | $17.2M | $29.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| VANGUARD ADVISERS INC. | NONE | $245,782 | — | $245,782 |
| THE VANGUARD GROUP, INC. | NONE | $216,642 | — | $216,642 |
| FORVIS MAZARS, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- VANGUARD ADVISERS INC. — NONE
- THE VANGUARD GROUP, INC. — NONE
- FORVIS MAZARS, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $462,424
- Estimated Expense Ratio: 0.047% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $459,029 | — | — | — | — |
| 2023 | $398,576 | — | — | — | — |
| 2022 | $346,630 | — | — | — | — |