Plan Snapshot
- Plan Sponsor: Mori Associates, INC.
- Sponsor EIN: 521937913
- Sponsor Address: 6116 EXECUTIVE BLVD., SUITE 720, NORTH BETHESDA, MD, 20852
- Plan Type: 401(k)
- Total Participants: 350
- Total Assets: $35.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 350 | $35.5M | $857,349 | $2.5M |
| 2023 | 320 | $31.8M | $1.1M | $3.2M |
| 2022 | 507 | $28.2M | $1.3M | $3.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NYLIFE SECURITIES INC | ADVISOR | — | $137,752 | $137,752 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $74,765 | — | $74,765 |
| SNYDER COHN | AUDITOR | $5,882 | — | $5,882 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- SNYDER COHN — AUDITOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $218,399
- Estimated Expense Ratio: 0.616% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $80,647 | — | — | — | — |
| 2023 | $28,987 | — | — | — | — |
| 2022 | $4,763 | — | — | — | — |