Plan Snapshot
- Plan Sponsor: Monterey Spine & Joint
- Sponsor EIN: 203198788
- Sponsor Address: 12 UPPER RAGSDALE DRIVE, MONTEREY, CA, 93940
- Plan Type: 401(k)
- Total Participants: 0
- Total Assets: $0
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 0 | $0 | $0 | $0 |
| 2024 | 177 | $9.9M | $370,193 | $603,074 |
| 2023 | 164 | $8.8M | $377,560 | $635,374 |
| 2022 | 161 | $7.5M | $299,767 | $467,622 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PKF O'CONNOR DAVIES, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PKF O'CONNOR DAVIES, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $73,879 | $15,037 | $36,027 | — | — |
| 2024 | $52,512 | $19,910 | $16,718 | — | — |
| 2023 | $68,022 | $15,837 | $18,578 | $14,500 | — |
| 2022 | $59,400 | $59,400 | — | — | — |