Plan Snapshot
- Plan Sponsor: Monterey Peninsula Surgery Center, LLC
- Sponsor EIN: 770470910
- Sponsor Address: 966 CASS STREET, SUITE 210, MONTEREY, CA, 93940
- Plan Type: 401(k)
- Total Participants: 223
- Total Assets: $17.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 223 | $17.4M | $413,685 | $819,706 |
| 2023 | 219 | $16.2M | $366,198 | $847,470 |
| 2022 | 223 | $14.0M | $383,826 | $809,545 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| VALIC RETIREMENT SERVICES COMPANY | NONE | $100,374 | — | $100,374 |
| JOHANSON & YAU | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $100,374
- Estimated Expense Ratio: 0.578% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $100,374 | — | $100,374 | — | — |
| 2023 | $86,269 | — | $86,269 | — | — |
| 2022 | $87,056 | — | $87,056 | — | — |