Plan Snapshot
- Plan Sponsor: Mmi Services, INC.
- Sponsor EIN: 770024477
- Sponsor Address: 4042 PATTON WAY, BAKERSFIELD, CA, 93308
- Plan Type: 401(k)
- Total Participants: 210
- Total Assets: $3.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 210 | $3.5M | $355,119 | $486,292 |
| 2022 | 175 | $2.5M | $205,705 | $286,584 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | RECORDKEEPER | $32,914 | — | $32,914 |
| PENSIONMARK FINANCIAL GROUP | INVESTMENT ADVISOR | $31,996 | — | $31,996 |
| HICKS PENSION SERVICES | CONTRACT ADMIN | $3,600 | $5,174 | $8,774 |
| DANIELLS PHILLIPS VAUGHAN & BOCK | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- DANIELLS PHILLIPS VAUGHAN & BOCK — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $73,684
- Estimated Expense Ratio: 2.124% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | — | — | — | — | — |
| 2022 | — | — | — | — | — |