Plan Snapshot
- Plan Sponsor: Medical Oncology & Hematology Associates
- Sponsor EIN: 421163076
- Sponsor Address: 411 LAUREL STREET, DES MOINES, IA, 50314
- Plan Type: 401(k)
- Plan Number: 002
- Total Participants: 37
- Total Assets: $1.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 37 | $1.4M | $0 | $0 |
| 2024 | 0 | $51.9M | $1.8M | $2.3M |
| 2023 | 286 | $44.5M | $1.5M | $2.0M |
| 2022 | 267 | $41.6M | $1.3M | $1.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MERRILL LYNCH | Other Service Provider | — | $22,765 | $22,765 |
| PRINCIPAL LIFE INSURANCE COMPANY | Recordkeeper | $20,606 | — | $20,606 |
| DEFINITI, LLC | Other Service Provider | $4,100 | $5,543 | $9,643 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $53,014
- Estimated Expense Ratio: 3.864% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $407,079 | — | $24,706 | — | — |
| 2024 | $173,154 | — | $173,154 | — | — |
| 2023 | $141,684 | — | $141,684 | — | — |
| 2022 | $148,362 | — | $148,362 | — | — |