Plan Snapshot
- Plan Sponsor: Mcmillan Pazdan Smith, LLC
- Sponsor EIN: 270813293
- Sponsor Address: 400 AUGUSTA STREET SUITE 200, GREENVILLE, SC, 29601
- Plan Type: 401(k)
- Total Participants: 294
- Total Assets: $32.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 294 | $32.0M | $1.1M | $2.5M |
| 2023 | 287 | $26.9M | $1.1M | $2.4M |
| 2022 | 288 | $22.9M | $925,965 | $2.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | RECORDKEEPER | $106,503 | — | $106,503 |
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MGMT | $86,068 | — | $86,068 |
| NORTHWESTERN MUTUAL INVESTMENT SVCS | BROKER/ADVISER | — | $69,586 | $69,586 |
| ENVESTNET RETIREMENT SOLUTIONS, LLC | OTHER | $11,697 | — | $11,697 |
| ELLIOTT DAVIS, LLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ELLIOTT DAVIS, LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $273,854
- Estimated Expense Ratio: 0.856% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $204,268 | $86,068 | — | — | — |
| 2023 | $170,030 | $70,546 | — | — | — |
| 2022 | $166,116 | — | $166,116 | — | — |