Plan Snapshot
- Plan Sponsor: Mclaughlin & Stern, LLP
- Sponsor EIN: 132993028
- Sponsor Address: 260 MADISON AVENUE, NEW YORK, NY, 10013
- Plan Type: 401(k)
- Total Participants: 173
- Total Assets: $65.1M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 173 | $65.1M | $610,636 | $2.0M |
| 2023 | 169 | $55.4M | $690,209 | $1.7M |
| 2022 | 175 | $47.8M | $713,972 | $1.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ALLIANT RETIREMENT SERVICES, INC. | SERVICE PROVIDER | — | $59,583 | $59,583 |
| ALLIANT INSURANCE SERVICES, INC. | TPA | — | $24,849 | $24,849 |
| WAGNER,FERBER FINE & ACKERMAN,PLLC | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $84,432
- Estimated Expense Ratio: 0.130% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $9,138 | — | $8,018 | — | — |
| 2023 | $53,364 | — | $1,360 | — | — |
| 2022 | $68,335 | — | $6,705 | — | — |