Plan Snapshot
- Plan Sponsor: Maxwell, Locke & Ritter, LLP
- Sponsor EIN: 742900215
- Sponsor Address: 401 CONGRESS AVENUE, SUITE 2000, AUSTIN, TX, 78701
- Plan Type: 401(k)
- Total Participants: 161
- Total Assets: $68.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 161 | $68.2M | $1.7M | $1.9M |
| 2023 | 192 | $61.2M | $1.7M | $2.1M |
| 2022 | 153 | $50.9M | $1.5M | $1.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ROBINSON, GRIMES & COMPANY, P.C. | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $3,642 | — | — | — | — |
| 2023 | $2,221 | — | — | — | — |
| 2022 | $1,745 | — | — | — | $1,745 |