Plan Snapshot
- Plan Sponsor: Maxwell Financial Labs, INC.
- Sponsor EIN: 474655027
- Sponsor Address: 1700 LINCOLN STREET SUITE 2900, DENVER, CO, 80203
- Plan Type: 401(k)
- Total Participants: 122
- Total Assets: $6.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 122 | $6.8M | $232,514 | $1.1M |
| 2023 | 149 | $5.1M | $118,399 | $496,786 |
| 2022 | 162 | $3.6M | $446,287 | $1.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| JDS PROFESSIONAL GROUP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $23,920 | $13,430 | — | — | — |
| 2023 | $8,513 | $1,527 | — | — | — |
| 2022 | $10,262 | $7,187 | — | — | $3,075 |