Plan Snapshot
- Plan Sponsor: Marx/Okubo Associates, Ltd.
- Sponsor EIN: 840887811
- Sponsor Address: 455 SHERMAN ST. #200, DENVER, CO, 802034428
- Plan Type: 401(k)
- Total Participants: 211
- Total Assets: $39.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 211 | $39.3M | $726,931 | $2.4M |
| 2023 | 222 | $33.1M | $751,133 | $2.5M |
| 2022 | 237 | $26.0M | $739,921 | $2.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| STANCORP FINANCIAL GROUP | NONE | $15,365 | $49,493 | $64,858 |
| CHARLES SCHWAB | NONE | — | $18,674 | $18,674 |
| PLANTE & MORAN, PLLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- STANCORP FINANCIAL GROUP — NONE
- CHARLES SCHWAB — NONE
- PLANTE & MORAN, PLLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $83,532
- Estimated Expense Ratio: 0.213% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $15,646 | — | $15,646 | — | — |
| 2023 | $12,827 | — | $12,827 | — | — |
| 2022 | $8,062 | — | $8,062 | — | — |