Plan Snapshot
- Plan Sponsor: Management Registry, INC
- Sponsor EIN: 610863236
- Sponsor Address: 1868 CAMPUS PLACE, LOUISVILLE, KY, 40299
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 2,884
- Total Assets: $8.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 2,884 | $8.2M | $0 | $0 |
| 2024 | 2,265 | $6.1M | $437,930 | $861,562 |
| 2023 | 5,466 | $5.0M | $439,181 | $924,603 |
| 2022 | 2,287 | $3.9M | $99,770 | $549,310 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | Recordkeeper | $191,127 | — | $191,127 |
| NORTHWESTERN MUTUAL WEALTH MGMT | Investment Advisor | — | $22,291 | $22,291 |
| RETIREMENT MANAGEMENT SERVICES, LLC | Recordkeeper | $5,456 | $3,052 | $8,508 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $221,926
- Estimated Expense Ratio: 2.718% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $648,368 | — | $196,583 | — | — |
| 2024 | $103,404 | — | $92,425 | $10,979 | — |
| 2023 | $116,536 | — | $86,854 | $28,395 | — |
| 2022 | $50,901 | $1,593 | — | — | — |