Plan Snapshot
- Plan Sponsor: Mahlum Architects, INC.
- Sponsor EIN: 910939210
- Sponsor Address: 1932 1ST AVENUE, FLOOR 3, SEATTLE, WA, 98101
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 149
- Total Assets: $35.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 149 | $35.1M | $0 | $0 |
| 2024 | 84 | $29.3M | $478,280 | $922,160 |
| 2023 | 85 | $24.9M | $225,162 | $805,917 |
| 2022 | 86 | $21.0M | $213,107 | $802,675 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| UBS FINANCIAL SERVICES, INC. | Investment Advisor | $22,500 | — | $22,500 |
| NWPS | Recordkeeper | $22,271 | — | $22,271 |
| MATRIX TRUST COMPANY | Custodian / Trustee | $10,084 | — | $10,084 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $54,855
- Estimated Expense Ratio: 0.156% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $1,073,329 | $22,500 | — | — | — |
| 2024 | $53,650 | $22,500 | — | — | — |
| 2023 | $56,749 | $22,500 | $23,229 | — | — |
| 2022 | $54,250 | $32,051 | — | — | — |