Plan Snapshot
- Plan Sponsor: Lumen Technologies, INC.
- Sponsor EIN: 840928963
- Sponsor Address: 100 CENTURYLINK DRIVE, MONROE, LA, 71203
- Plan Type: 401(k)
- Plan Number: 014
- Total Participants: 0
- Total Assets: $4.7B
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $4.7B | $0 | $0 |
| 2023 | 0 | $5.0B | $0 | $0 |
| 2022 | 0 | $5.1B | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| JP MORGAN INVESTMENT MANAGEMENT INC | Investment Advisor | $2,096,378 | — | $2,096,378 |
| PACIFIC INVESTMENT MANAGEMENT CO. | Investment Advisor | $1,200,409 | — | $1,200,409 |
| LEGG MASON, INC. AND SUBSIDIARIES | Investment Advisor | $1,083,482 | — | $1,083,482 |
| NORTHERN TRUST COMPANY | Custodian / Trustee | $988,684 | — | $988,684 |
| PGIM, INC. | Investment Advisor | $923,483 | — | $923,483 |
| MACQUARIE INVESTMENT MANAGEMENT ADV | Investment Advisor | $683,877 | — | $683,877 |
| NISA INVESTMENT ADVISORS L.L.C. | Investment Advisor | $460,108 | — | $460,108 |
| DOUBLELINE CAPITAL LP | Investment Advisor | $442,451 | — | $442,451 |
| PRUDENTIAL INSURANCE CO. OF AMERICA | Investment Advisor | $359,639 | — | $359,639 |
| PRUDENTIAL INSURANCE COMPANY OF AME | Investment Advisor | $334,008 | — | $334,008 |
| MOODY'S ANALYTICS | Other Service Provider | $157,376 | — | $157,376 |
| BLOOMBERG FINANCE L.P. | Other Service Provider | $59,021 | — | $59,021 |
| TWO SIGMA INVESTOR SOLUTIONS, LP | Other Service Provider | $43,138 | — | $43,138 |
| STATE STREET GLOBAL ADVISORS TRUST | Investment Advisor | $38,528 | — | $38,528 |
| ARBOR RESEARCH & TRADING, LLC | Other Service Provider | $13,500 | — | $13,500 |
| CAPITAL INTERNATIONAL, INC. | Investment Advisor | $13,215 | — | $13,215 |
| EVESTMENT ALLIANCE, LLC | Other Service Provider | $11,325 | — | $11,325 |
| COMMITTEE ON INVESTMENT OF EMPLOYEE | Other Service Provider | $5,450 | — | $5,450 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- JP MORGAN INVESTMENT MANAGEMENT INC — Investment Advisor
- PGIM, INC. — Investment Advisor
- PRUDENTIAL INSURANCE CO. OF AMERICA — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $8,914,072
- Estimated Expense Ratio: 0.188% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $8,787,026 | $7,495,247 | — | — | — |
| 2023 | $10,010,520 | $9,050,869 | — | — | — |
| 2022 | $16,129,592 | $14,659,809 | $1,469,783 | — | — |