Plan Snapshot
- Plan Sponsor: Legal Action Of Wisconsin, INC.
- Sponsor EIN: 391077192
- Sponsor Address: 633 WEST WISCONSIN AVE, SUITE 2000, MILWAUKEE, WI, 53203
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 154
- Total Assets: $9.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 154 | $9.1M | $0 | $0 |
| 2024 | 127 | $8.0M | $289,657 | $666,021 |
| 2023 | 148 | $7.1M | $286,747 | $573,951 |
| 2022 | 147 | $6.0M | $262,786 | $440,168 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| KESTRA INVESTMENT SERVICES LLC | Other Service Provider | — | $20,589 | $20,589 |
| LEGAL ACTION OF WISCONSIN | Other Service Provider | $7,822 | — | $7,822 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $28,411
- Estimated Expense Ratio: 0.312% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $1,017,295 | $9,023 | $1,133 | — | — |
| 2024 | $9,243 | $7,093 | $1,850 | — | — |
| 2023 | $7,191 | — | $7,191 | — | — |
| 2022 | $8,707 | — | $8,707 | — | — |