Plan Snapshot
- Plan Sponsor: Lee & Mason Financial Services, INC
- Sponsor EIN: 141722170
- Sponsor Address: P.O. BOX 270, NORTHVILLE, NY, 12134
- Plan Type: 401(k)
- Total Participants: 167
- Total Assets: $28.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 167 | $28.9M | $999,473 | $785,984 |
| 2023 | 152 | $25.5M | $658,325 | $786,214 |
| 2022 | 155 | $21.6M | $595,424 | $703,776 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PHILIP BECKETT CPA, P.C. | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $10,957 | — | — | — | — |
| 2023 | $8,669 | — | — | — | — |
| 2022 | $11,113 | — | — | — | — |