Plan Snapshot
- Plan Sponsor: Leaderone Financial Corp.
- Sponsor EIN: 481148159
- Sponsor Address: 7500 COLLEGE BLVD STE 1100, OVERLAND PARK, KS, 66210
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 636
- Total Assets: $35.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 636 | $35.1M | $0 | $0 |
| 2024 | 594 | $29.9M | $527,702 | $2.4M |
| 2023 | 523 | $27.6M | $161,746 | $2.3M |
| 2022 | 512 | $23.9M | $745,466 | $3.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SIGMA FINANCIAL CORP | Investment Advisor | — | $68,034 | $68,034 |
| RICHEY, MAY & CO., LLP | Auditor | $10,800 | — | $10,800 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $78,834
- Estimated Expense Ratio: 0.224% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $3,160,611 | — | — | $10,800 | — |
| 2024 | -$16,036 | — | — | $10,400 | — |
| 2023 | $12,859 | — | — | — | — |
| 2022 | $20,106 | — | — | — | — |