Plan Snapshot
- Plan Sponsor: Law Offices Of Pearlman, Brown & Wax, L.L.P.
- Sponsor EIN: 954135006
- Sponsor Address: 15910 VENTURA BLVD., 18TH FLOOR, ENCINO, CA, 91346
- Plan Type: 401(k)
- Total Participants: 105
- Total Assets: $22.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 105 | $22.1M | $65,806 | $773,997 |
| 2023 | 116 | $20.6M | $73,640 | $773,579 |
| 2022 | 107 | $18.7M | $72,260 | $769,244 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| KESTRA INVESTMENT SERVICES LLC | Investment Advisor | — | $35,165 | $35,165 |
| TRUOG-RYDING INC | Recordkeeper | $8,350 | $10,657 | $19,007 |
| PENSION ASSURANCE LLP | Auditor | — | $14,000 | $14,000 |
| 3(38) INVSTMENT FIDUCIARIES | Investment Advisor | — | $6,212 | $6,212 |
| PRINCIPAL LIFE INSURANCE CO | Recordkeeper | $5,295 | — | $5,295 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- KESTRA INVESTMENT SERVICES LLC — Investment Advisor
- PENSION ASSURANCE LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $79,679
- Estimated Expense Ratio: 0.361% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $13,645 | — | $13,645 | — | — |
| 2023 | $8,260 | — | $8,260 | — | — |
| 2022 | $8,882 | — | $8,882 | — | — |