Plan Snapshot
- Plan Sponsor: Lago Resort & Casino, LLC
- Sponsor EIN: 471137623
- Sponsor Address: 1133 ROUTE #414, WATERLOO, NY, 13165
- Plan Type: 401(k)
- Total Participants: 662
- Total Assets: $2.0M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 662 | $2.0M | $0 | $669,411 |
| 2023 | 741 | $1.6M | $0 | $506,753 |
| 2022 | 712 | $858,851 | $0 | $330,910 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| DEAN DORTON | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $10,460 | — | — | — | — |
| 2023 | $10,791 | — | $10,791 | — | — |
| 2022 | $8,791 | — | $8,791 | — | — |