Plan Snapshot
- Plan Sponsor: La Reina Markets LLC
- Sponsor EIN: 383993243
- Sponsor Address: 508 N EAST ST, ANAHEIM, CA, 928052129
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 131
- Total Assets: $1.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 131 | $1.1M | $0 | $0 |
| 2024 | 116 | $748,953 | $69,039 | $128,311 |
| 2023 | 111 | $500,978 | $60,677 | $112,754 |
| 2022 | 108 | $293,418 | $48,802 | $87,498 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| TRANSAMERICA FINANCIAL ADVISORS INC | Investment Advisor | $8,401 | — | $8,401 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $8,401
- Estimated Expense Ratio: 0.776% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $36,152 | $438 | $15,469 | — | — |
| 2024 | $9,212 | $2,061 | $6,291 | — | — |
| 2023 | $29,609 | — | — | — | — |
| 2022 | $16,806 | — | — | — | — |