Plan Snapshot
- Plan Sponsor: La Jolla Group, INC.
- Sponsor EIN: 260710124
- Sponsor Address: 14350 MYFORD ROAD, IRVINE, CA, 92606
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 340
- Total Assets: $15.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 340 | $15.2M | $230,871 | $1.5M |
| 2023 | 380 | $12.8M | $96,563 | $1.6M |
| 2022 | 367 | $10.3M | $88,461 | $1.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| VON BERGE WEALTH MANAGMENT | Investment Advisor | $42,709 | — | $42,709 |
| FUTUREPLAN BY ASENCUS | Recordkeeper | $28,076 | — | $28,076 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $70,785
- Estimated Expense Ratio: 0.466% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $133,105 | $42,709 | $62,320 | — | — |
| 2023 | $94,399 | $35,680 | $51,934 | — | — |
| 2022 | $78,616 | $30,236 | $44,055 | — | $4,325 |