Plan Snapshot
- Plan Sponsor: L.J. Thalmann Co.
- Sponsor EIN: 362307723
- Sponsor Address: 3132 LAKE AVE, WILMETTE, IL, 60091
- Plan Type: 401(k)
- Total Participants: 294
- Total Assets: $11.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 294 | $11.6M | $101,576 | $708,047 |
| 2023 | 148 | $11.4M | $94,543 | $608,819 |
| 2022 | 197 | $10.2M | $82,729 | $576,314 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| OSTROW REISIN BERK AND ABRAMS | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- OSTROW REISIN BERK AND ABRAMS — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $48,272 | $21,754 | — | — | — |
| 2023 | $45,273 | $20,527 | — | — | — |
| 2022 | $50,535 | — | — | — | — |