Plan Snapshot
- Plan Sponsor: Kompass Kapital Management LLC
- Sponsor EIN: 465627934
- Sponsor Address: 9800 METCALF AVE FL 5, OVERLAND PARK, KS, 662122216
- Plan Type: 401(k)
- Total Participants: 463
- Total Assets: $18.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 463 | $18.4M | $2.7M | $2.2M |
| 2023 | 457 | $12.0M | $37,372 | $1.6M |
| 2022 | 383 | $11.9M | $1.1M | $2.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PAYCHEX, INC. | RECORDKEEPER | $22,872 | — | $22,872 |
| AIC FBO TFB ADVISORS, LLC | ADVISOR | $16,712 | — | $16,712 |
| AMERITAS ADVISORY SERVICES, LLC | ADVISOR | $8,638 | — | $8,638 |
| MARKSNELSON LLC, CPAS | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PAYCHEX, INC. — RECORDKEEPER
- AIC FBO TFB ADVISORS, LLC — ADVISOR
- AMERITAS ADVISORY SERVICES, LLC — ADVISOR
- MARKSNELSON LLC, CPAS — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $48,222
- Estimated Expense Ratio: 0.262% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $54,621 | $25,350 | $28,411 | — | — |
| 2023 | $60,630 | $17,538 | — | — | — |
| 2022 | $117,791 | $105,149 | $12,642 | — | — |