Plan Snapshot
- Plan Sponsor: Klingbeil Capital Management, Ltd.
- Sponsor EIN: 943397989
- Sponsor Address: 10530 LINDON LAKE PLAZA, MANNASAS, VA, 20109
- Plan Type: 401(k)
- Total Participants: 192
- Total Assets: $21.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 192 | $21.0M | $197,297 | $1.0M |
| 2023 | 198 | $19.6M | $188,686 | $999,617 |
| 2022 | 196 | $17.5M | $172,653 | $961,782 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NATIONWIDE | FUNDHOUSE | $40,208 | — | $40,208 |
| LPL FINANCIAL LLC | BROKER | — | $35,475 | $35,475 |
| APS - PENTEGRA | TPA | $6,321 | $8,183 | $14,504 |
| PROACCOUNT | INVESTMENT ADVISORY PPTS | $9,159 | — | $9,159 |
| IRON FIDUCIARY | FIDUCIARY | $9,029 | — | $9,029 |
| GBQ PARTNERS | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- NATIONWIDE — FUNDHOUSE
- LPL FINANCIAL LLC — BROKER
- APS - PENTEGRA — TPA
- PROACCOUNT — INVESTMENT ADVISORY PPTS
- GBQ PARTNERS — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $108,375
- Estimated Expense Ratio: 0.516% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $60,250 | — | — | — | — |
| 2023 | $98,371 | — | — | — | — |
| 2022 | $89,032 | — | — | — | — |