Plan Snapshot
- Plan Sponsor: Kleinberg, Kaplan, Wolff & Cohen, P.C.
- Sponsor EIN: 132832785
- Sponsor Address: 500 FIFTH AVENUE, 11TH FLOOR, NEW YORK, NY, 10110
- Plan Type: 401(k)
- Total Participants: 98
- Total Assets: $122.2M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 98 | $122.2M | $953,792 | $1.7M |
| 2023 | 92 | $114.2M | $1.0M | $1.6M |
| 2022 | 92 | $102.7M | $775,902 | $1.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| DAVID DUKOFF, CPA, PC | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $74,429 | — | — | — | — |
| 2023 | $30,517 | — | — | — | — |
| 2022 | $34,017 | — | — | — | $1,267 |