Plan Snapshot
- Plan Sponsor: Kg Investment Management, LLC
- Sponsor EIN: 912109328
- Sponsor Address: 11225 SE 6TH ST STE 215, BELLEVUE, WA, 980046441
- Plan Type: 401(k)
- Total Participants: 122
- Total Assets: $14.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 122 | $14.4M | $459,868 | $1.2M |
| 2023 | 112 | $13.2M | $395,071 | $1.0M |
| 2022 | 123 | $10.2M | $353,151 | $856,163 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PENSION ASSURANCE | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $75,241 | $35,324 | $39,917 | — | — |
| 2023 | $60,070 | $28,218 | $31,852 | — | — |
| 2022 | — | — | — | — | — |