Plan Snapshot
- Plan Sponsor: Kestrel Field Services, INC.
- Sponsor EIN: 020790800
- Sponsor Address: 9601 JONES RD, SUITE 242, HOUSTON, TX, 77065
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 455
- Total Assets: $19.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 455 | $19.0M | $0 | $0 |
| 2024 | 400 | $17.3M | $618,899 | $1.3M |
| 2023 | 266 | $15.3M | $547,483 | $1.3M |
| 2022 | 304 | $13.2M | $472,712 | $1.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| OSAIC WEALTH, INC. | Investment Advisor | — | $45,591 | $45,591 |
| VOYA RETIREMENT ADVISORS, LLC | Other Service Provider | $11,384 | — | $11,384 |
| THE ALLOCATION COMPANY | Recordkeeper | — | $8,882 | $8,882 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $65,857
- Estimated Expense Ratio: 0.346% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $2,940,051 | $11,391 | $7,126 | — | — |
| 2024 | $15,150 | $7,775 | $6,500 | — | — |
| 2023 | $10,949 | — | — | — | — |
| 2022 | $8,910 | — | — | — | — |