Plan Snapshot
- Plan Sponsor: Kennedy, White & Riggs Orthopaedic Surgery
- Sponsor EIN: 592227075
- Sponsor Address: 6050 CATTLERIDGE BLVD.,, SARASOTA, FL, 34232
- Plan Type: 401(k)
- Total Participants: 119
- Total Assets: $15.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 119 | $15.6M | $377,880 | $828,156 |
| 2023 | 99 | $13.3M | $346,922 | $759,296 |
| 2022 | 100 | $12.1M | $353,300 | $725,391 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| LEVEL FOUR ADVISORY SERVICES, LLC | NONE | $31,433 | — | $31,433 |
| CPI QUALIFIED PLAN CONSULTANTS, INC | NONE | $17,516 | — | $17,516 |
| KERKERING BARBERIO & COMPANY | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CPI QUALIFIED PLAN CONSULTANTS, INC — NONE
- KERKERING BARBERIO & COMPANY — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $48,949
- Estimated Expense Ratio: 0.315% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $48,949 | $31,433 | $5,729 | — | — |
| 2023 | $38,849 | $23,094 | $5,253 | — | — |
| 2022 | $3,680 | $581 | $3,099 | — | — |