Plan Snapshot
- Plan Sponsor: Keller Rohrback LLP
- Sponsor EIN: 910563405
- Sponsor Address: 1201 3RD AVE, STE 3200, SEATTLE, WA, 981013276
- Plan Type: 401(k)
- Total Participants: 168
- Total Assets: $86.5M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 168 | $86.5M | $3.1M | $1.9M |
| 2023 | 136 | $70.3M | $3.0M | $1.6M |
| 2022 | 132 | $60.5M | $3.0M | $1.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MORGAN STANLEY WEALTH MANAGEMENT | Other Service Provider | $29,105 | — | $29,105 |
| HALBERT HARGROVE GLOBAL ADVISORS LL | Other Service Provider | $24,425 | — | $24,425 |
| CHARLES SCHWAB TRUST BANK | Recordkeeper | $19,082 | — | $19,082 |
| NORTHWEST PLAN SERVICES, INC. | Recordkeeper | $11,240 | — | $11,240 |
| MARIN FINANCIAL ADVISORS LLC | Other Service Provider | $11,205 | — | $11,205 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CHARLES SCHWAB TRUST BANK — Recordkeeper
- NORTHWEST PLAN SERVICES, INC. — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $95,057
- Estimated Expense Ratio: 0.110% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $95,211 | $64,889 | — | — | — |
| 2023 | $84,653 | $56,717 | — | — | — |
| 2022 | $86,640 | $57,173 | $12,670 | — | — |