Plan Snapshot
- Plan Sponsor: Katten Muchin Rosenman LLP
- Sponsor EIN: 362796532
- Sponsor Address: 525 W. MONROE STREET, SUITE 1900, CHICAGO, IL, 606613693
- Plan Type: DC
- Total Participants: 1,113
- Total Assets: $793.3M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,113 | $793.3M | $17.0M | $21.1M |
| 2023 | 1,107 | $699.3M | $16.5M | $20.5M |
| 2022 | 1,168 | $584.3M | $18.4M | $15.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES INC | NONE | $145,981 | — | $145,981 |
| CAPFINANCIAL PARTNERS LLC | NONE | $143,775 | — | $143,775 |
| GRANT THORNTON LLP | NONE | $30,000 | — | $30,000 |
| CERITY PARTNERS LLC | NONE | — | $28,165 | $28,165 |
| CAPITAL MGMT SERVICES INC | NONE | — | $22,614 | $22,614 |
| WEALTHSPIRE ADVISORS LLC | NONE | — | $22,498 | $22,498 |
| SIGNATURE ESTATE AND INVESTMENT | NONE | — | $22,446 | $22,446 |
| MESIROW FINANCIAL INVST. MGMT. INC. | NONE | — | $15,846 | $15,846 |
| CORIENT PRIVATE WEALTH LLC | NONE | — | $9,809 | $9,809 |
| HOWARD CAPITAL MGMT INC | NONE | — | $5,638 | $5,638 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- SCHWAB RETIREMENT PLAN SERVICES INC — NONE
- GRANT THORNTON LLP — NONE
- CORIENT PRIVATE WEALTH LLC — NONE
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $446,772
- Estimated Expense Ratio: 0.056% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $319,756 | $143,775 | — | $30,000 | — |
| 2023 | $254,663 | $90,168 | — | $28,500 | — |
| 2022 | $267,689 | $103,123 | — | — | — |