Plan Snapshot
- Plan Sponsor: K2/D&S Management Co., LLC
- Sponsor EIN: 980434202
- Sponsor Address: 300 ATLANTIC STREET, 12TH FLOOR, STAMFORD, CT, 06901
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $30.0M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $30.0M | $0 | $0 |
| 2023 | 0 | $49.0M | $0 | $0 |
| 2022 | 0 | $54.6M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| K2/D & S MANAGEMENT CO., LLC | Other Service Provider | $551,361 | — | $551,361 |
| HEDGESERV LIMITED | Other Service Provider | $42,907 | — | $42,907 |
| ERNST & YOUNG LLP | Auditor | $42,306 | — | $42,306 |
| EISNERAMPER LLP | Other Service Provider | $21,459 | — | $21,459 |
| BNY MELLON | Other Service Provider | $12,598 | — | $12,598 |
| MAPLES | Other Service Provider | $10,532 | — | $10,532 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ERNST & YOUNG LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $681,163
- Estimated Expense Ratio: 2.269% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $780,730 | $633,074 | $42,907 | $63,765 | — |
| 2023 | $837,397 | $649,570 | $40,168 | $27,494 | — |
| 2022 | $796,683 | $689,812 | $38,476 | — | $48,512 |