Plan Snapshot
- Plan Sponsor: K-M Industries Holding Co., INC.
- Sponsor EIN: 941230192
- Sponsor Address: 987 COMMERCIAL STREET, SAN CARLOS, CA, 95125
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 1,054
- Total Assets: $69.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 1,054 | $69.2M | $1.1M | $4.7M |
| 2022 | 1,176 | $57.3M | $1.1M | $4.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | Recordkeeper | $122,432 | — | $122,432 |
| ROYAL ALLIANCE ASSOCIATES INC | Investment Advisor | $96,407 | — | $96,407 |
| STRATEGIC ADVISORS, INC. | Investment Advisor | $8,327 | — | $8,327 |
| MOSS ADAMS LLP | Auditor | $6,300 | — | $6,300 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — Recordkeeper
- ROYAL ALLIANCE ASSOCIATES INC — Investment Advisor
- STRATEGIC ADVISORS, INC. — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $233,466
- Estimated Expense Ratio: 0.337% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $233,466 | $104,734 | — | — | — |
| 2022 | $268,697 | $7,403 | — | — | — |