Plan Snapshot
- Plan Sponsor: K A Whitestone INC
- Sponsor EIN: 020777615
- Sponsor Address: 705 152ND ST STE 302, WHITESTONE, NY, 113571220
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 16
- Total Assets: $29
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 16 | $29 | $0 | $0 |
| 2024 | 6 | $564,622 | $157,008 | $100,258 |
| 2023 | 87 | $558,972 | $0 | $80,231 |
| 2022 | 77 | $400,307 | $0 | $40,635 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PAYCHEX, INC. | Recordkeeper | $11,806 | — | $11,806 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $11,806
- Estimated Expense Ratio: 40710.345% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $551,418 | $1,393 | $12,388 | — | — |
| 2024 | $406,798 | — | — | — | — |
| 2023 | $7,401 | — | — | — | — |
| 2022 | $15,801 | — | — | — | — |