Plan Snapshot
- Plan Sponsor: Joseph Phelps Vineyards, LLC
- Sponsor EIN: 942899644
- Sponsor Address: 200 TAPLIN ROAD, ST HELENA, CA, 94574
- Plan Type: 401(k)
- Total Participants: 146
- Total Assets: $18.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 146 | $18.3M | $775,331 | $856,884 |
| 2023 | 150 | $17.2M | $628,022 | $837,849 |
| 2022 | 161 | $16.0M | $529,951 | $830,689 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| WORLD INVESTMENT ADVISORS LLC | INVESTMENT ADVISOR | $43,014 | — | $43,014 |
| EMPOWER ANNUITY INSURANCE COMPANY | RECORDKEEPER | $16,156 | — | $16,156 |
| BURR PILGER MAYER (BPM LLP) | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- BURR PILGER MAYER (BPM LLP) — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $59,170
- Estimated Expense Ratio: 0.323% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $63,396 | $47,240 | — | — | — |
| 2023 | $60,552 | $44,828 | — | $4,280 | — |
| 2022 | $59,494 | $48,797 | $10,697 | — | — |