Plan Snapshot
- Plan Sponsor: Joseph L. Ertl, INC.
- Sponsor EIN: 420953910
- Sponsor Address: 594 6TH AVE NW, DYERSVILLE, IA, 52040
- Plan Type: 401(k)
- Total Participants: 82
- Total Assets: $9.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 82 | $9.4M | $168,417 | $378,166 |
| 2023 | 157 | $9.0M | $186,866 | $410,670 |
| 2022 | 173 | $8.5M | $200,931 | $438,284 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| O'CONNOR BROOKS & CO, PC | Independent Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | — | — | — | — | — |
| 2023 | $47,213 | $24,077 | — | — | — |
| 2022 | $50,108 | — | — | — | — |