Plan Snapshot
- Plan Sponsor: Joseph A. Caplan, Md, PC Dba Cardiac Solutions
- Sponsor EIN: 860633950
- Sponsor Address: 13460 N. 94TH DR., SUITE J-1, PEORIA, AZ, 85381
- Plan Type: 401(k)
- Total Participants: 264
- Total Assets: $7.0M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 264 | $7.0M | $0 | $954,144 |
| 2023 | 231 | $5.5M | $0 | $760,550 |
| 2022 | 211 | $4.2M | $0 | $557,834 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MANSPERGER,PATTERSON & MCMULLIN,PLC | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $49,164 | — | $49,164 | — | — |
| 2023 | $50,461 | — | $50,461 | — | — |
| 2022 | $37,167 | — | $37,167 | — | — |