Plan Snapshot
- Plan Sponsor: John Volpi & Company, INC.
- Sponsor EIN: 430741443
- Sponsor Address: 5263 NORTHRUP AVENUE, ST LOUIS, MO, 63110
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 279
- Total Assets: $10.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 279 | $10.2M | $0 | $0 |
| 2024 | 211 | $8.9M | $426,376 | $786,884 |
| 2023 | 214 | $7.6M | $365,470 | $651,479 |
| 2022 | 209 | $6.1M | $265,268 | $485,369 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ADP, INC. | Recordkeeper | $35,880 | — | $35,880 |
| ADP STRATEGIC PLAN SERVICES | Investment Advisor | $9,413 | — | $9,413 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $45,293
- Estimated Expense Ratio: 0.444% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $1,205,815 | — | — | — | — |
| 2024 | $36,988 | — | — | — | — |
| 2023 | $29,833 | — | — | — | — |
| 2022 | $15,473 | — | — | — | — |