Plan Snapshot
- Plan Sponsor: John L. Scott, INC.
- Sponsor EIN: 910690535
- Sponsor Address: 11040 MAIN STREET, SUITE 280, BELLEVUE, WA, 98004
- Plan Type: 401(k)
- Total Participants: 164
- Total Assets: $14.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 164 | $14.1M | $0 | $1.0M |
| 2023 | 195 | $13.3M | $746 | $1.1M |
| 2022 | 211 | $12.1M | $0 | $1.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | Investment Advisor | $25,000 | — | $25,000 |
| SCHWAB RETIREMENT PLAN SERVICES INC | Recordkeeper | $9,714 | — | $9,714 |
| FISHER INVESTMENTS | Recordkeeper | $8,807 | — | $8,807 |
| SWEENEY CONRAD PS | Other Service Provider | $6,900 | — | $6,900 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- GLOBAL RETIREMENT PARTNERS LLC — Investment Advisor
- SCHWAB RETIREMENT PLAN SERVICES INC — Recordkeeper
- FISHER INVESTMENTS — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $50,421
- Estimated Expense Ratio: 0.359% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $50,446 | $34,600 | — | $6,900 | — |
| 2023 | $30,195 | $26,346 | — | — | — |
| 2022 | $34,604 | $18,750 | — | — | $15,854 |