Plan Snapshot
- Plan Sponsor: Jefferies Financial Group INC.
- Sponsor EIN: 132615557
- Sponsor Address: 520 MADISON AVE., NEW YORK, NY, 10022
- Plan Type: 401(k)
- Total Participants: 207
- Total Assets: $92.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 207 | $92.6M | $812,806 | $2.8M |
| 2023 | 199 | $83.6M | $806,747 | $2.8M |
| 2022 | 217 | $70.3M | $995,734 | $2.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| TANNER LLC | Auditor | $2,520 | — | $2,520 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- TANNER LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $2,520
- Estimated Expense Ratio: 0.003% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $2,520 | — | — | $2,520 | — |
| 2023 | $2,584 | — | — | — | — |
| 2022 | $1,844 | — | — | — | — |