Plan Snapshot
- Plan Sponsor: Janney Montgomery Scott LLC
- Sponsor EIN: 230731260
- Sponsor Address: 1717 ARCH STREET, PHILADELPHIA, PA, 19103
- Plan Type: 401(k)
- Total Participants: 2,413
- Total Assets: $766.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 2,413 | $766.2M | $31.6M | $36.1M |
| 2023 | 2,328 | $664.4M | $29.0M | $32.9M |
| 2022 | 2,269 | $551.1M | $21.2M | $30.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| JOHNSON LAMBERT | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- JOHNSON LAMBERT — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $712 | — | $712 | — | — |
| 2023 | $734 | — | — | — | — |
| 2022 | $654 | — | $654 | — | — |