Plan Snapshot
- Plan Sponsor: J.W. Pepper & Son, INC.
- Sponsor EIN: 230963171
- Sponsor Address: P.O. BOX 642, EXTON, PA, 19341
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 164
- Total Assets: $23.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 164 | $23.3M | $460,645 | $792,726 |
| 2023 | 151 | $22.6M | $442,204 | $728,416 |
| 2022 | 146 | $17.6M | $407,335 | $656,097 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CONRAD SIEGEL | Other Service Provider | $27,347 | — | $27,347 |
| CHARLES SCHWAB & CO., INC. | Recordkeeper | $11,367 | — | $11,367 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CHARLES SCHWAB & CO., INC. — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $38,714
- Estimated Expense Ratio: 0.166% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $38,714 | — | — | — | — |
| 2023 | $64,600 | $26,130 | — | — | — |
| 2022 | $96,656 | $57,377 | — | — | $39,279 |