Plan Snapshot
- Plan Sponsor: J.R. Carlson Laboratories, INC.
- Sponsor EIN: 362672870
- Sponsor Address: 100 SCHELTER RD., LINCOLNSHIRE, IL, 60069
- Plan Type: 401(k)
- Plan Number: 002
- Total Participants: 196
- Total Assets: $22.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 196 | $22.0M | $0 | $0 |
| 2024 | 145 | $18.9M | $566,742 | $936,170 |
| 2023 | 143 | $16.3M | $513,155 | $761,019 |
| 2022 | 136 | $13.4M | $497,851 | $732,744 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | Recordkeeper | $103,907 | — | $103,907 |
| LASALLE ST SECURITIES L.L.C. | Other Service Provider | — | $75,309 | $75,309 |
| THE PENSION SPECIALISTS, LTD. | Recordkeeper | $650 | $19,762 | $20,412 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $199,628
- Estimated Expense Ratio: 0.909% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $1,003,586 | — | $104,557 | — | — |
| 2024 | $92,602 | — | $92,602 | — | — |
| 2023 | $74,824 | — | $74,824 | — | — |
| 2022 | $3,100 | — | $3,100 | — | — |