Plan Snapshot
- Plan Sponsor: J.D. Ott Co., INC
- Sponsor EIN: 910818001
- Sponsor Address: 2244 6TH AVE. S, SEATTLE, WA, 98134
- Plan Type: 401(k)
- Total Participants: 96
- Total Assets: $7.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 96 | $7.6M | $325,000 | $377,029 |
| 2023 | 130 | $6.8M | $300,000 | $313,808 |
| 2022 | 113 | $5.0M | $250,000 | $270,391 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SLOY, DAHL & HOLST, LLC | NONE | $35,579 | — | $35,579 |
| SABEY CPA, PLLC. | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- SABEY CPA, PLLC. — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $35,579
- Estimated Expense Ratio: 0.467% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $41,033 | $35,579 | — | — | — |
| 2023 | — | — | — | — | — |
| 2022 | — | — | — | — | — |