Plan Snapshot
- Plan Sponsor: Ion Trading, INC.
- Sponsor EIN: 363080374
- Sponsor Address: 1345 AVENUE OF THE AMERICAS, NEW YORK, NY, 10105
- Plan Type: 401(k)
- Total Participants: 1,280
- Total Assets: $565.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,280 | $565.4M | $5.2M | $18.5M |
| 2023 | 1,354 | $512.4M | $5.4M | $18.6M |
| 2022 | 1,231 | $424.5M | $4.7M | $15.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| WILKIN & GUTTENPLAN, P.C. | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- WILKIN & GUTTENPLAN, P.C. — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | -$35,867 | $137,012 | $2,400 | — | — |
| 2023 | -$46,620 | $126,981 | $600 | — | — |
| 2022 | -$119,080 | $59,049 | — | — | — |