Plan Snapshot
- Plan Sponsor: Intervention INC.
- Sponsor EIN: 742433259
- Sponsor Address: 12600 W. COLFAX AVE STE. B410, LAKEWOOD, CO, 80215
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 244
- Total Assets: $7.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 244 | $7.1M | $309,809 | $482,764 |
| 2023 | 258 | $8.4M | $286,522 | $467,170 |
| 2022 | 239 | $7.3M | $283,791 | $433,335 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | Recordkeeper | $32,077 | — | $32,077 |
| PENSIONMARK FINANCIAL GROUP, LLC | Investment Advisor | — | $19,837 | $19,837 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $51,914
- Estimated Expense Ratio: 0.730% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $32,078 | — | $32,078 | — | — |
| 2023 | $31,046 | — | $31,046 | — | — |
| 2022 | $28,463 | — | $28,463 | — | — |